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Banking and financial law
Banking and financial regulations
- Motions for authorizations with FINMA for banks and financial institutions (portfolio managers, trustees, securities firms, etc.)
- Regulatory watch in the field of banking, stock market, anti-money laundering and counter terrorist financing
- Anti-money laundering and counter terrorist financing
- Implementation of new legislations (Financial institutions Act [FinIA], Financial services Act [FinSA], Initial Coin Offerings [ICO], Distributed ledger technology [DLT], etc)
- International assistance in criminal and administrative matters
Asset management
- Set up of asset management companies
- Advice on contractual issues
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Risk & Compliance
- Management of liquidity and refinancing, asset management, credit, counterparty, market, interest rate, operational, legal, regulatory and reputation risks
- Corporate gorvernance and organizational consulting
- Crisis management
- Audits and preparation of internal and external audits
- Legal, risk and compliance advice
- Setup of IT systems
- Development of contractual documents and internal directives
- Intelligence service on reputation (due diligences)
- Analysis of complex structures and transactional analysis
- Market abuses and insider trading management
- Communications to MROS
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Training
- Trainings
- Support and coaching of Legal, Risk & Compliance and Central File staff
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Mergers and acquisitions
- Sell side advisory
- Buy side advisory
- Business valuation, corporate finance advisory
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Mode of intervention
- From a few hours of advice, to project management, to full responsibility of the Risk & Compliance function (outsourcing), ad interim (in case of maternity leave, illness, accident) or on a helpline mode
